Ken Ottenbreit

Kenneth G. Ottenbreit Managing Principal

Speaking Engagements
  • “Current Issues Affecting Global Capital Markets Participants”, Securities Industry and Financial Markets Association (SIFMA), Compliance and Legal Society, Toronto.
  • “Canadian Regulatory Update”, New York State Bar Association, Securities Law Committee, New York.
  • "Hot Issues Affecting State and Canadian Securities Offerings,” American Bar Association, Section of Business Law, Vancouver.
  • "Corporate Counsel Program,” American Bar Association, Section of International Law, Brussels, Belgium.
  • “New Developments in the Regulation of Cross-Border Capital Markets,” Securities Industry and Financial Markets Association, London, England.
  • “Conflicts of Interest”, Securities Industry and Financial Markets Association (SIFMA), Compliance and Legal Society, Toronto.
  • “International Focus on Canada: Important Considerations for U.S.- Based Investment Advisers,” Investment Adviser Association Webcast Program.
  • "International Compliance Issues,” Securities Industry and Financial Markets Association, Annual Meeting of Compliance and Legal Division, Orlando, March.
  • "Canada: Country Focus Panel,” International Financial Law Review, Americas Capital Markets Forum, New York.
  • “Fundamentals of International Business Transactions”, Showcase Program: American Bar Association, Section of International law, New York.
  • “Public Takeovers in the International Context, “American Bar Association, Section of International Law, New York.
  • “Top Ten Issues in International M&A”, Westchester County Corporate Counsel Association, Darien, Connecticut.
  • “Doing Business with Canada: The Corporate Side,” Pennsylvania Bar Institute, Philadelphia.
  • “Regulatory Developments and Restrictions on Trading in the U.S. and Canada”, Global Alternative Investment Management Symposium, Florida.
  • “Fundamentals of International Business Transactions - Showcase Program”, American Bar Association, Section of International Law, New York.